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Additional
Writings by George Herring
THE WRONG KIND OF
LOYALTY
VIETNAM,
AMERICAN FOREIGN POLICY, AND THE USES OF HISTORY
SNOWED BY THE CIA
THE WRONG KIND OF LOYALTY
In Retrospect: The Tragedy and Lessons of Vietnam. BY ROBERT S.
MCNAMARA. New York: Times Books, 1995, 356 pp. $33.95.
As much as any other individual, Secretary of Defense Robert S.
McNamara personified the American commitment in Vietnam. He was "the
can-do man in the can-do society in the can-do era," David Halberstam
wrote in The Best and the Brightest, and during the Kennedy and early
Johnson years, he managed America's expanding involvement almost as if he
were a desk officer. Whether slogging through Vietnam in army fatigues,
spewing out statistics to demonstrate progress, or presiding at a press
conference, map on the wall, pointer in hand, he epitomized what came to
be called "McNamara's war." Whatever the difficulties of the
moment, he exuded a certainty that promised ultimate success.
In fact, as has long been clear, his public confidence far outlasted
the emergence of personal skepticism, and McNamara's tearful departure
from the Pentagon at the height of the Tet Offensive in early 1968, as
much as Lyndon B. Johnson's March 31, 1968, speech, marked the inglorious
end of an era once bright with promise.
As the war aroused growing controversy in the United States, McNamara
became a major target for critics from both left and right. Ignorant of
his muted, tightly constrained internal dissent, doves viewed him as the
ultimate technocrat, whose blind faith in technology and statistics
plunged the nation into a destructive quagmire. Hawks, on the other hand,
denounced with growing venom his interference with the military and his
refusal to give it the freedom and tools to win an eminently winnable war.
For McNamara, Vietnam became a source of great personal torment. He
left office quietly in 1968, declining out of a sense of loyalty to his
president to air publicly his grave doubts. From that day forward, he
refused to speak of Vietnam, even when he resurfaced in the 1980s during
the debate over nuclear responsibility. He broke his vow of silence only
briefly, at the time of the Westmoreland-CBS trial and on the eve of the
Persian Gulf War.
His completion of the book he "never planned to write" is as
mysterious and characteristic of the man as his curious internal dissent
against the war and his subsequent silence. He insists that he did not
write to defend himself, and the results seem to speak for themselves on
this score. His purpose, he claims, was rather to explain to the nation
the reasons why its government and leaders acted as they did and to draw appropriate lessons. The fundamental question
he raises is, why did the best and the brightest go wrong in Vietnam? Why
did they make errors "not of values or intentions but of judgment and
capabilities?"
DECLASSIFIED DOUBTS
In compiling this memoir, McNamara followed the example of his
successor as secretary of defense, Clark Clifford, in Counsel to the
President. Rather than rely on memory, he consulted the documentary
record, examining the vast quantity of recently declassified materials and
some sources not yet available to historians, such as Johnson's
tape-recorded phone conversations. He also brought in historian Brian
VanDeMark to help him access that record and ensure that "insofar as
humanly possible" he remained faithful to it. This method gives the
memoir an air of authority that others lack but robs it of some personal
reflection. Clifford compensated by offering sometimes shrewd
retrospective judgments about people and events. True to character,
McNamara only occasionally provides the insights that give the documents
fuller meaning. He reveals little on the interaction of personalities in
the Kennedy and Johnson administrations, the decision-making process, or
the conflict with the military and Joint Chiefs of Staff that raged
throughout his tenure and reached a crisis point in late 1967.
McNamara does shed new light on the origins of the bombing halt of late
1965 and his inception of the Pentagon Papers project, and he provides
important new examples of the way Johnson in the last years of his
presidency squelched internal dissent. He also provides some illuminating
personal insights, especially on his growing disillusionment with the war.
He admits, for example, the profound impact on him of the self-immolation
of the young Quaker, Norman Morrison, outside his Pentagon office in
November 1965, and he deplores the way he bottled up his reaction. He also
admits that the impact of visits to Harvard and Amherst in 1966 led to his
realization that "opposition to the administration's Vietnam policy
increased with the institution's prestige and the educational attainments
of its students." Johnson long suspected that his defense minister's
dovishness derived from the sinister influence of Robert Kennedy, but
McNamara recalls a dramatic encounter in which Jackie Kennedy literally
beat his chest and demanded that he "do something to stop the
slaughter." Though a private person, he speaks with remarkable candor
about the effects of the war on himself and his family.
What is truly remarkable about this book, however, is the pervasive apologetic tone. For public officials to write memoirs to defend their
actions is conventional, and McNamara does this on occasion, mostly on
smaller issues. He continues to insist that the alleged second Gulf of
Tonkin attack of August 4, 1964, "appears probable but not
certain" yet presents no new evidence. He defends the much-maligned
body count as a measure of progress in the war yet rejects charges that he
was a mindless number cruncher. He also claims the much-criticized
McNamara line, his project for an electronic barrier, helped reduce North
Vietnamese infiltration into South Vietnam.
McNamara has never been conventional, however, and his memoir seems
more apology than apologia. Throughout the book, he concedes--and
deplores--the errors of his ways, for all practical purposes assuming
personal responsibility for the Vietnam debacle. The list goes on almost
in the fashion of a litany. The secretary of defense was a key figure in
decisions to escalate the war between 1961 and 1965, and he readily
concedes that the assumptions upon which he and his colleagues acted were
badly flawed. They approached Vietnam, he recalls, with "sparse
knowledge, scant experience and simplistic assumptions." Victims of
their own "innocence and confidence," they foolishly viewed
communism as mono-lithic, knew nothing about Indochina, and were
"simple-minded" regarding the historical relationship between
China and Vietnam. They badly misjudged Ho Chi Minh's nationalism and
consistently overestimated South Vietnam's ability to survive. Regarding
the key decisions of 1965, he admits he should have anticipated that
bombing North Vietnam would lead to requests for ground troops. He
concedes there should have been a public debate on the July 1965 decision
for war. Over and over he acknowledges that he should have examined the
unexamined assumptions, asked the unasked questions, and explored the
readily dismissed alternatives.
McNamara was the primary war manager for both John E Kennedy and
Johnson, and here too he admits error. He concedes a lack of candor in his
reports to the public, defending himself only to the point of wondering
how top officials can be frank without aiding the enemy. He regrets on
numerous peace initiatives that "we failed to utilize all possible
channels and to convey our position clearly." He admits that he and
his military and civilian colleagues repeatedly underestimated the ability
of the North Vietnamese and National Liberation Front to endure losses.
THE PRISON-HOUSE OF CONTAINMENT
As to why the failure occurred, McNamara draws two conclusions. One,
commonly cited by beleaguered top officials, is a "blizzard of problems" that left no time to think. Of the crucial decisions to
escalate in 1964, for example, he writes that "we were left harried,
overburdened, and holding a map with only one road on it. Eager to get
moving, we never stopped to explore fully whether there were other routes
to our destination." He also emphasizes the lack of expertise in the
administration. In the Cuban missile crisis, he notes, the Kennedy
administration had the great advantage of such veteran Kremlinologists as
Llewellyn Thompson. For Vietnam, he insists, no such expertise was
available, and major miscalculations resulted.
Much is compelling in McNamara's analysis. The speed of events in
present times leaves precious little time for ordinary citizens, much less
for harried top officials, to think. It has long been recognized,
moreover, that the purge of Asia hands from the State Department during
the McCarthy era crippled policy-making for Indochina and had a deadly
impact on Vietnam decisions.
But is it really so simple? As former National Security Council
official James C. Thomson, Jr., pointed out in the April 1968 Atlantic
Monthly, even the available expertise was difficult to get to the top. And
when it got to the top, such as State Department official Paul
Kattenburg's criticism in the Kennedy years, it was ignored. McNamara
admits, incidentally, that Undersecretary of State George Ball's dissent
was dismissed because he was "Eurocentric."
Conceding McNamara's point that the pace of events is indeed dizzying,
one must ask whether the real problem was the time available to think or
the way people were thinking. U.S. policymakers miscalculated, to be sure,
and they were woefully ignorant of Vietnam and the Vietnamese. In the
final analysis, however, the American debacle in Vietnam was not primarily
a result of errors of judgment or the personality quirks of the
policymakers. It was a logical, if not inevitable, outgrowth of a
worldview and a policy--the policy of global containment--that Americans
in and out of government accepted without serious question for more than
two decades. Even those who had time to think, intellectuals, for example,
shared this view, as did most experts. The foreign policy elite had few
dissenters until the United States was waist-deep in the big muddy. Those
who did dissent normally concluded not that the worldview was wrong but
that Vietnam was not doable. Some doves indeed advocated liquidating the
Vietnam commitment only to save the larger containment policy.
Skeptics gained a hearing only with great difficulty because of the
pervasive optimism that is so much a part of the American character. Top
policymakers persisted in believing that, despite the problems in Vietnam, the United States, as always in the past, would eventually
prevail. "In the lands of the blind, one-eyed men are king,"
said President Eisenhower in 1954, explaining his decision, against the
recommendations of many of his expert advisers, to aid South Vietnam's Ngo
Dinh Diem. Kennedy fell victim to the same delusion, as did Johnson.
If ever they wavered, the imperatives of domestic politics (about which
McNamara says virtually nothing) brought them back into line. No political
figure, especially a Democrat, was prepared to risk the fate that had
befallen Harry Truman and Dean Acheson for the loss of China. Despite his
doubts, Kennedy refused even to consider withdrawal from Vietnam until he
had been safely reelected. Johnson repeatedly insisted that he was not
going to be the president to see Vietnam go the way of China.
DISLOYALTY TO THE TRUTH
To his credit, McNamara recognized earlier than most of his colleagues
that the war was not winnable. Tragically, however, he refused to act
decisively on his convictions, and perhaps the most serious issue raised
by his memoir involves his handling of his own steadily growing doubts. He
readily admits--as has long been known--that his "sense of the war
gradually shifted from concern to skepticism to frustration to anguish. .
. . I had always been confident that every problem could be solved, but
now I found myself confronting one involving national pride and human
life--that could not." He does not say exactly when he reached this
conclusion. Some claim as early as the summer of 1965; most agree no later
than the end of that year. Yet he revealed his doubts to only a few
confidants. While desperately exploring presumably less costly and
destructive alternatives, such as the bombing halt and peace offensive of
late 1965 and a shift of focus to pacification and the McNamara line in
1966, he continued to give in piecemeal to military proposals for
escalation. Only in 1967 did he propose radical changes in policy, and
when his suggestions, predictably, were rejected, he quietly left
government.
The reason historians usually give for his behavior is that he put
loyalty to his president above what he had come to see as the unpleasant
truth, and McNamara does nothing to challenge that notion here. He claims,
somewhat lamely, that he hoped his November 1, 1967, memorandum calling
for a cessation of the bombing of North Vietnam and a change in the ground
strategy would stir debate within the administration. Surely, from earlier
dealings with Johnson, McNamara must have known better. Not only did the
president refuse to distribute the memo to his other advisers and the informal advisory
group known as the "wise men" then meeting in Washington, but he
refused even to invite former wise men he knew had turned against the war.
L.B.J. sought validation of his policy, not debate.
Many have argued that McNamara should have resigned in protest. Like
others, including George Ball, he persuaded himself he could better
influence policy by staying. He also believed, he notes here, that
resigning and challenging the prevailing policy would have violated his
responsibility to the president and his oath to uphold the
Constitution. In an era when personal ambition usually seems to prevail and loyalty
seems a lost virtue, McNamara's stand appears in many ways admirable. But,
it must be asked, what about loyalty to the truth, and does not loyalty to
the Constitution, the welfare of the nation, indeed to the president
demand a willingness to confront him with the unpleasant truth, to try any
means available to force him from his self-destructive course? However
honorable McNamara's intent, the nation--and indeed Lyndon Johnson--have
been ill-served by this kind of loyalty.
Robert S. McNamara has accepted a full measure of responsibility for a
great tragedy (far more for Vietnam than for America, it must be
remembered). His candid memoir provides useful insight into his and
America's agony over Vietnam. To understand what went wrong, however,
requires looking beyond his essentially instrumental explanation. It was
McNamara's war, yes, but also Dwight Eisenhower and John Foster Dulles'
war, John Kennedy and Lyndon Johnson's war, and Richard Nixon and Henry
Kissinger's war. The ideology of a generation of policymakers and a flawed
set of policies, more than anything else, explain why the United States
intervened in Vietnam and ultimately failed.
~~~~~~~~
By George C. Herring
George C. Herring, Professor of History at the University of Kentucky,
is author of America's Longest War: The United States and Vietnam,
1950-1975.
McNamara's Apology for Vietnam
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TOP
VIETNAM,
AMERICAN FOREIGN POLICY, AND THE USES OF HISTORY
Even before the last U.S. combat troops departed from Vietnam,
Americans were struggling to learn from the longest and most divisive war
in which their nation had been engaged. From that time forward, Vietnam
has been at the center of every foreign policy debate. The very word
"Vietnam" has become "an emotive," Michael Howard has
written, "a term for this generation as 'Munich' or 'Pearl Harbor'
was for the last." From the Angolan crisis of 1975 to the Persian
Gulf crisis of 1987 and especially on the question of U.S. intervention in
Central America, analogies have repeatedly been drawn with Vietnam. The
word has evoked powerful and often contradictory images, and the lessons
drawn have dictated answers to the most pressing questions. Such is the
perceived power of that short, three-syllable word that when the United
States first intervened in the Persian Gulf in 1987 the speaker of the
Iranian parliament warned ominously of another Vietnam, obviously feeling
that this was the best way to intimidate America from interfering.
It is, of course, natural for people and nations to learn from past
experience, especially when it is a painful one. In this case, however,
there are at least two problems. First, there is no agreement on what
should be learned. Indeed, nearly 17 years after the end of U.S. military
involvement, the nation is still deeply divided on the meaning and
significance of the war and what should be learned from it. But there is a
second and I think greater problem. In attempting to learn from the recent
past, Americans on both sides of the debate have badly misused history.
What I would like to do, therefore, is to survey briefly what has been
learned from Vietnam, suggest why these "lessons" lack validity,
and then indicate some ways we might learn more profitably from a recent,
painful experience.
What Americans have learned from Vietnam to a considerable degree
reflects their broader political beliefs. They have divided on the
lessons-as on the war itself-along ideological lines. The battle cry of
the left has been "No More Vietnams." From the Angolan crisis of
1975 to Lebanon in the early 1980's, to Central America, liberals and
radicals have urgently warned that any form of intervention in Third World
countries will lead to another Vietnam. They regard the war as at worst
immoral, at best unnecessary, in any event unwinnable, and they are
certain that new interventions will produce the same results. In the early
days of the Reagan administration's intervention in Central America,
liberal journalist Tad Szulc warned that if the United States persisted in
its present course it would become bogged down in an "endless
Vietnam-style guerrilla war," a "scenario for absolute disaster." Reading news clippings from 1964 indicating
that no troops would be needed in Vietnam and reports from 1966 that still
more troops would be required, a congressman in a debate on aid to the
Nicaraguan Contras raised the specter of another Vietnam: "Here we go
again," he warned. "We ought to know by now that when they send
the guns it does not take long before they send the sons."
Conservatives also cry "No More Vietnams," but their lessons
are very different. Hanoi's harsh treatment of the defeated South
Vietnamese, the tragic flight of nearly a million boat people, and the
Vietnamese invasion of Cambodia confirmed in their eyes, that, as former
President Ronald Reagan once put it, Vietnam was "a noble
cause." The fundamental error was not in intervening in the first
place but failing to win. The war could have been won, they insist, if
American power had been used wisely, decisively, and without limit. Some
conservatives indeed conclude that timid civilian leaders prevented the
military from winning the war, a view that has worked its way into the
popular culture. "Sir, do we get to win this time?" the hero
Rambo asks upon accepting the assignment to return to Vietnam and rescue
his comrades allegedly being held captive there. Thus in looking at
Central America and other issues conservatives conclude that the United
States must uphold its commitments and must use its power decisively and
without limit to attain military victory.
In proclaiming their respective lessons of Vietnam, both sides badly
misuse history. They base their conclusions on superficial historical
knowledge and faulty historical reasoning. They blatantly abuse history
for partisan and political motives. They appeal more to emotion than to
reason. As a result, the Vietnam analogy has misled rather than guided,
obscured rather than clarified.
On each side, the lessons are based on historical "givers"
that cannot in fact be proven. The liberal argument that the war could not
have been won is as unprovable as the conservative argument that with a
different strategy the United States could have prevailed. Both sides
answer dogmatically and categorically the sort of "what if"
questions that can never be answered with any degree of certainty.
The historical reasoning of each side is also suspect. The liberal
warning that each new intervention will lead to another Vietnam is less
than convincing. Indeed, if that means a prolonged, inconclusive war in
which thousands of American troops and billions of American dollars are
committed, this may be the least likely outcome since Vietnam happened so
recently and memories of it are so fresh.
On the other hand, the conservative effort to ennoble U.S. intervention
in Vietnam on the basis of what the Hanoi government has done since the
end of the war, as former diplomat Paul Kattenburg has noted, engages in
the "dubious business of judging the past from the present."
Such judgments cannot help but produce wrong-headed conclusions, and in
the case of Vietnam the highly emotional moral judgments offered by
conservatives distort both the present and the past to reverse the moral
standards applied by antiwar critics during the war itself.
In addition, liberals and conservatives base their lessons on history
that is at best debatable, at worst just plain wrong. For many liberals
and radicals, the Communist victory in Vietnam is a vindication of the
concept of peoples' war, suggesting that similar popular uprisings will
inevitably triumph elsewhere. In fact, since World War II, popular
insurgencies have lost as many as they have won, failing in Greece,
Malaya, and the Philippines. Moreover, in Vietnam the United States
crushed the southern insurgency in the aftermath of the Communist Tet
Offensive of early 1968. The war was won not by guerrillas but by North
Vietnamese regular forces in a massive conventional invasion of South
Vietnam in the spring of 1975. In the final analysis, the Communists
succeeded in Vietnam not because of the strength of people's war but
because of the unique position they enjoyed in the political history of
Vietnam, an ingredient not easily replicated elsewhere.
The conservative argument that the unrestricted use of American power
would have produced victory is equally simplistic. There is reason to
doubt whether the all-out bombing campaign advocated by the Joint Chiefs
of Staff would have forced North Vietnam to settle on American terms. The
strategic bombing surveys done after World War II raise serious questions
about the ability of air power to attain political goals. Moreover, there
is considerable evi dence to suggest that the North Vietnamese were
prepared to resist, whatever the level of the bombing, even if they had to
go underground. The addition thousands more U.S. troops, invasion of enemy
sanctuaries in Cambodia, Laos, and across the demilitarized zone in North
Vietnam might have produced victory, however that may be defined; but they
would also have enlarged the war at a time when the United States was
already stretched thin. Each of these approaches would have greatly
increased the cost of the war for the United States without resolving what
was always the central problem-the political viability of South Vietnam.
And they might have provoked Soviet and/or Chinese intervention, thus
widening the war in a most dangerous way.
Finally, even if the history were good, this kind of reasoning by
historical analogy is fundamentally flawed. One can find in it at least
two of the methodological errors cited by David Hackett Fischer in his
book, Historians' Fallacies. First is what Fischer calls the fallacy of
the perfect analogy, "the erroneous inference from the fact that A
and Bare similar in some respects to the false conclusion that they are
the same in all respects." To put it in plain terms, history does not
repeat itself. Each situation is unique, and it is at best misleading to
make superficial comparisons. Current efforts to learn from Vietnam also
manifest what Fischer calls the "didactic fallacy," the
extraction of specific lessons from one historical situation and the
literal application of them to contemporary problems without regard to
differences in time, space, and circumstances.
To move from the general to the specific, there is a vast difference
between Vietnam, on the one hand, and, say, Lebanon and the Persian Gulf
on the other, and to use them analagously violates sound historical
practice. The often-cited comparison between Vietnam and Central America provides
a case in point. The conflicts are, to be sure, superficially similar. In
each case, the perceived enemy was a revolutionary regime that appeared to
threaten the interests of the United States and the small nations to which
it was allied in a region deemed critically important. In each case,
significant support for the nation opposing the United States did come
from its number one adversary, the Soviet Union. In El Salvador, at least,
the analogy can be carried a step further. There, much as it did in
Vietnam, the United States has supported an established government against
a leftist insurgency with some external support in a small, underdeveloped
country in a tropical region.
The differences are much greater. The conflicts occurred in very
different parts of the world in different political cultures and
historical settings. War originated in Vietnam in 1945 as a nationalist
revolution against French colonialism. The conflicts in Nicaragua and El
Salvador originated in response to narrowly based, reactionary regimes
with varying degrees of support from the United States. Both conflicts
became internationalized in their early stages. In Vietnam, however, the
major "outside" power, North Vietnam, was fanatically committed
to liberating its southern brethren and unifying the country and, with
assistance from China and the Soviet Union, provided the bulk of external
aid to the southern insurgency. Cuba and the Soviet Union provided primary
support to Nicaragua, and, along with Nicaragua, have given aid to the
Salvadorean rebels. Neither appears to have the same level of interest or commitment that the North
Vietnamese had in Vietnam. In Nicaragua, of course, the fundamental
difference is that at this stage the United States has supported the
counterrevolutionary Contra insurgency against an established government,
precisely the opposite of what happened in Vietnam. The conflicts were
thus strikingly different, and the revolutions and wars have taken
different courses.
II
Each situation is therefore unique, and to assume that the lessons of
one time and place can mechanistically be applied to another is to be
guilty of the worst kind of cultural universalism. Any effort to correct
the strategic errors of Vietnam in Central America ignores the vast
differences among the several conflicts and the conditions unique to each.
To conclude, on the other hand, that we must reflexively abstain from any
involvement in conflicts in the Third World for fear of another Vietnam is
to draw on a very narrow and selective use of analogy. This is rather like
Mark Twain's cat, who sat on a hot stove lid. "She will never sit
down on a hot stove lid again," Twain said, "but also she will
never sit down on a cold one." I suppose, as an unreconstructed dove,
at the gut level I sympathize with the tendency to overgeneralize. To
borrow from Twain's metaphor, more might be gained by avoiding hot stoves
than by sitting on cold ones. But such a reaction, carried to its logical
conclusion, eliminates the element of choice in foreign policy decisions.
It reduces policy making to a set of reflexive actions that could negate
American influence in areas where it might be constructive. In terms of
the political debates in the United States thus far, what has been learned
from Vietnam is as likely to mislead as to enlighten.
The one valid lesson we might therefore draw is to view all historical
lessons with a healthy dose of skepticism. There is, I think, much wisdom,
if also obvious overstatement, in historian and former policy-maker James
Thomson's admonition that the central lesson of Vietnam should be never
again to "take on the job of trying to defeat a nationalist
anti-colonial movement under indigenous communist control in former French
Indochina," a lesson he quickly-and redundantly-added, of"less
than universal relevance."
Does this mean then that history has nothing to teach us, or, more
specifically, that the Vietnam experience sheds no light on today's
problems? Obviously, for me, a professional historian to take such a
position would be foolhardy at best, suicidal at worst. History in
general, and the history of American involvement in Vietnam, in particular, have much to teach us. But like any fine-tuned instrument,
they must be used with care.
To learn from an historical event, it is necessary to look beneath the
surface, to go beyond the general outcome of success or failure and
examine its component parts. In the case of Vietnam, in-depth analysis of
how we got there and why we failed can be instructive in its own right.
Such analysis will not yield explicit lessons that can be applied
uncritically to other, seemingly similar events, but it can provide
enlightenment and perspective and even suggest certain cautionary
principles that can help us make decisions in other areas. When compared
to similar components of other events and indeed to "lessons"
provided by competing analogies, it can be even more instructive.
Numerous points might be made. Let me suggest just a few. The mindset
that got us into Vietnam-a set of attitudes and assumptions also used in
the 1980's to just)* intervention in Central America-bears close analysis.
From the early 1950's until at least the mid-1960's, we viewed the
conflict in Vietnam as an integral part of our larger Cold War struggle
with the Soviet Union. This assumption was based on a view of the world
that was simplistic and fundamentally flawed. Vietnamese nationalism, not
international communism, was the driving force behind 30 years of war in
Vietnam. Ho Chi Minh and his lieutenants were Communists, to be sure, and
throughout the conflict the Soviet Union and the People's Republic of
China aided the Vietnamese Communists. But the Vietnamese initiated the
struggle in 1946 to secure independence from France, and they continued
the war to achieve their age-old nationalistic goals of unifying the
country under one government. To a considerable degree then, local forces
explain the origins and peculiar dynamics of the conflict in Vietnam.
Our misperception had profound consequences. By wrongly attributing the
war to world communism, we drastically misjudged its origins and nature.
By intervening in what was essentially a local struggle, we placed
ourselves at the mercy of local forces, a weak client in South Vietnam and
a determined adversary in North Vietnam. What might have remained a local
conflict with primarily local implications was elevated into a major
international conflict with tragic consequences for Americans and
Vietnamese. Vietnam thus suggests the centrality of local forces in
international crisis situations. These forces will necessarily vary in
each situation, but the point should be clear: we ignore them at our own
peril.
Vietnam also suggests the pitfalls of incrementalism. The massive intervention of 1965 stemmed from a series of small, steadily expanding
commitments over a period of nearly twenty years. From the decision to
provide military aid to the French in 1950 to Lyndon Johnson's decision to
send combat Troops to Vietnam in 1965, the United States enlarged its
involvement slowly, step-by-step, until it had committed a half million
troops and billions of dollars. At no point did policy makers foresee the
ultimate costs of the war. Each decision seemed harmless enough, and the
consequences of doing nothing appeared more ominous than those of
escalation. Yet each step made extrication more difficult, and in time the
extent of the investment already made became an additional and compelling
argument for further escalation. This process makes clear the hidden
dangers of small, seemingly harmless commitments.
At each stage, moreover, policy makers appear to have taken success for
granted. From the first U.S. commitment to South Vietnam in 1954, expert
assessments of the chances of success were pessimistic, but policy makers
somehow persuaded themselves that everything would work out. "In the
lands of the blind, one-eyed men are king," Dwight D. Eisenhower told
his National Security Council in October 1954, by which I think he meant
that because of the purity of its motives and the superiority of its
methods the United States could overcome the unfavorable odds. In 1963,
during one particularly heated debate among John F. Kennedy's top
advisers, Attorney General Robert Kennedy asked why, if the situation were
as bad as reports seemed to indicate, the United States did not simply get
out of Vietnam. The "question hovered for a moment, then died
away," Arthur Schlesinger, Jr. wrote, "a hopelessly alien
thought in a field of unexplored assumptions and entrenched
convictions." Throughout its history, the United States has enjoyed
an unparalleled record of success. Americans came to take success for
granted, falling victim to what an English scholar has called "the illusion of American
omnipotence," the belief that they could accomplish anything they set
their mind to, that, the difficult we do tomorrow, the impossible may take
awhile. Vietnam makes clear-and this is one reason it was so traumatic for
this country-that the United States, like all nations, can fail. In making
difficult decisions, policy makers must take this harsh reality into
account. They should be wary of committing the nation in unfavorable
circumstances. They might revert to the old rule of European diplomacy not
to intervene unless the people to be supported show a capacity to stand on
their own.
This is especially true because in a larger sense Vietnam suggests that
the ability of great powers to dictate solutions in small, "backward" countries has drastically declined. Throughout
much of the 19th century, the great powers used a variety of methods to
dominate smaller nations. Even in the early days of the Cold War, the
United States contained insurgencies in Greece and the Philippines and
overthrew governments in Iran and Guatemala with relative ease and at
little cost. Increasingly, however, the ability of large nations to impose
their will on smaller nations has diminished. The power of smaller nations
has grown relative to that of the larger, and their leaders have learned how to use the force of nationalism to resist
great power encroachments. The rivalry between the superpowers in turn
limits their ability to manipulate smaller nations. Soviet aid was crucial
to American failure in Vietnam, and American aid was a vital factor in
Soviet failure in Afghanistan. These two situations dramatically indicate
the new limits of power. At the very least, as political scientist Thomas
Schelling has suggested, they herald the "end of an era in which we could believe that a great
industrialized power is bound to win when it fights a small, poor,
backward country."
III
The way in which the United States used its power in Vietnam also
yields instruction and perspective, if not outright lessons. That American
strategy was fundamentally flawed goes without saying. American policy
makers assumed that the gradual increase of military pressure against
North Vietnam would persuade its leaders to stop supporting the insurgency
in the south and at the same time avert the dangers of a larger war with
the Soviet Union and China. "I'm going up old Ho Chi Minh's leg an inch at a time," LBJ assured George
McGovern in his inimitable fashion. If nothing else, the results make
clear the difficulties of fine-tuning the application of military power in
this fashion.
A fatal error was to underestimate the enemy. Americans rather casually
assumed that the National Liberation Front and North Vietnamese would know
better than to stand up against the most powerful nation in the world. In
the Johnson White House, Bill Moyers has written, "There was a
confidence-it was never bragged about, it was just there-that when the
chips were really down, the other people would fold." Years later,
Henry Kissinger could still confess great surprise with the discovery that
his North Vietnamese counterparts were "fanatics." Since our
goals were limited and from our standpoint more than reasonable, we found
it impossible to understand the total, unyielding commitment of the enemy, his willingness to risk everything
to achieve his objective. We ignored the oldest and most fundamental rule
of warfare: know your enemy.
The way in which we dealt with our client state in South Vietnam can
also teach us a great deal. First, seemingly paradoxically, the deeper our
commitment grew, the less leverage we had to get that government to take
the actions we considered necessary for its survival. The more deeply
committed we became, the less inclined we were to risk the collapse that
would likely follow the withdrawal of our support.
Moreover, the way in which, after July 1965, we assumed primary
responsibility for the war in Vietnam induced a sense of dependency on the
part of the South Vietnamese whose independence we were professing to
defend. Tragically, the dependency we unwittingly nourished persisted long
after we had tired of the war. The South Vietnamese could not believe, one
of their diplomats once told me, that having invested so much in their
country we would not defend it. To the very end, therefore, and despite
overwhelming evidence to the contrary, they clung desperately to the
belief that we would come back and rescue them. Even when a nation or
government is worthy of our support, we do them no favor to provide the
support in a way that undermines the self-sufficiency that should be the
object of our assistance.
There is, I think, a larger and more important point regarding the
basic morality of such support. The South Vietnamese were the real losers
of a long and bloody war. We lost a great deal of blood and treasure, our
pride, our "perfect" record in warfare. They lost everything. In
the light of this experience, we should ponder long and hard the morality
of making a commitment to a people that at some point we may not be
prepared to see through. Referring to the casual, almost whimsical, way in
which the United States has offered and then withdrawn support to the
Nicaraguan Contras, the lineal descendants of the South Vietnamese, Contra
Leader Donald Castillo has asked: "have you been aware that you're
playing with the life and blood of a people and a country?" It is a
telling question that we should ask ourselves repeatedly when facing such
decisions.
Vietnam also suggests the essentiality and basic fragility of public
support for major foreign policy ventures. Military intervention cannot be
sustained in the American system without public support. Yet dissent in
war is as American as apple pie-it is not an aberration. And Korea and
Vietnam make clear that the longer the war and the higher American
casualties the more public support is likely to erode.
Even in World War II-the good war-and the one American war in which
support was broadly based and dissent inconsequential, General George C.
Marshall accurately perceived that public support could not be held
indefinitely. The crucial ingredient in holding support may be success on
the battlefield, and Vietnam certainly demonstrates that without clear
signs of success public support will be difficult to sustain. At the same
time, without public support, it may be impossible to do what is necessary
to achieve success. There is no easy answer to this dilemma. Certainly
leaders cannot take public support for granted, as the Johnson
administration appears to have done at the outset of the war. Nor are
secrecy and subterfuge of the sort used by Richard Nixon and Henry
Kissinger a viable alternative. In the final analysis, it probably boils
down to a simple but repeatedly ignored proposition: the only sustainable
policy is one that can be successfully articulated and defended in public
debate.
Vietnam provides a veritable catalog of what not to do in the raising
and handling of troops. The draft law used throughout much of the war
imposed most of the burden on the lower classes and permitted the middle
and upper classes to escape service. Aside from the obvious inequity of
such a system, the draft increased class divisions and, by freeing the
children of the elite, encouraged complacency about the war until the
nation was deeply committed. The services early decided that no one should
serve more than 12 months in Vietnam. This arrangement had disastrous
effects on unit cohesion and individual morale. Above all, if the nation
goes to war again, it must make adequate provision for the return of its
fighting men to civilian life. The way in which Vietnam veterans were
thrust back to an ungrateful homeland with no time for decompression and
little assistance in readjustment was not only callous but disgraceful and
left scars that may never heal.
These "lessons" may or may not be useful, depending upon the
specific circumstances of the individual situations we confront. But there
is another-and final-lesson that does, I think, have universal validity.
Moving from the specific back again to the general, Vietnam also
demonstrates the value indeed the necessity-of history in making and
implementing foreign policy decisions. What is so striking now, especially
looking back on the early years of our involvement, is our abysmal
ignorance of Vietnam and the Vietnamese. Not much information was even
available.
The eminent China scholar John Fairbank has recalled that when the
crisis emerged in the early 1960's he went to the Harvard library to
consult books about the area. He found almost nothing, and what he found was under the designation of French colonialism. To cite another
small, but revealing, anecdote, I recently ran across a document in which
a top U.S. official observed in the mid-1950's how difficult it would be
to build an army in an area Vietnam-without any military tradition. This
person was apparently quite ignorant of Vietnam's 1000-year struggle
against the Chinese and Mongols and its defeat of the fearsome Genghis
Khan, of the Trung sisters and other legendary heroes, of the Vietnamese
generals who, centuries before Mao Tse-tung and Vo Nguyen Giap, pioneered
the art of guerrilla warfare.
We also ignored the more recent experience of the French in their war
in Vietnam between 1946 and 1954. The First Indochina War probably
appeared irrelevant because, we felt, the French had pursued selfish,
colonial goals and we did not, or because, as Edward Lansdale once put it,
the French went "from glorious defeat to highly glorious defeat while
being highly articulate on how to win a war." The French, it was
said, had not won a battle since Napoleon. They couldn't build the Panama
Canal either. Yet close examination of the French war from 1946 to 1954
might have given us important clues as to how the Vietnamese would deal
with us and might have alerted us to certain problems we would face in
responding to their strategies.
If nothing else, then, we can conclude that rather the' employing false
and misleading analogies, decision makers and the attentive public might
better use history to enlighten themselves about the areas and peoples
with whom they must deal. This is particularly important, Ernest May and
Richard Neustadt have recently argued, in cases where we are dealing with
people "whose age, sex, race, nationality, or beliefs are different
from our own." In their book, Thinking in Time, May and Neustadt even
provide a rather complicated scheme for what they call
"placement," attempting to understand adversaries or potential
adversaries or even allies by studying the historical and cultural context
from which they come.
I cannot resist finally making an appeal for history that moves beyond
the specific case of Vietnam. Like no other discipline, history can
provide that essential perspective without which understanding is
impossible. This can take several forms. At its simplest level, it
involves nothing more than taking an issue or problem back to its
beginnings to determine how we got to where we are. It is striking how
infrequently this is done in internal discussions on policy problems, and
the media, which is notoriously myopic and ahistorical, provides little
help. Historians themselves are at least partly at fault, for they tend to
write for each other rather than trying to reach a broader audience. Yet
to act without such perspective can be deadly.
History is essential to clarify the context in which contemporary
problems exist. At a still deeper level, it involves understanding the larger processes
of history, what May and Neustadt call "seeing time as a
stream," looking at contemporary issues with a sense of past,
present, and future, being sensitive to continuity and change, having that
rare ability to "see the future as it may be when it becomes the
past-with some intelligible continuity but richly complex and able to
surprise."
Nations, like people, have long memories, and Vietnam will continue to
exert a powerful influence on American attitudes toward foreign policy
until some other cataclysmic event takes its place. It is important, then,
that we study it and learn from it. But we must keep in mind that history
does not prescribe explicit lessons, and we must be aware of the many
pitfalls and the false trails down which it can lead us. We must also
recognize, as Michael Howard has observed, that the "true use"
of history is "not to make men clever for the next time" but
"to make them wise for ever."
~~~~~~~~
BY GEORGE C. HERRING
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SNOWED BY THE CIA
From "My Years with the CIA," by George C. Herring, in the
May issue of the Organization of American Historians Newsletter. Herring
teaches history at the University of Kentucky.
When I was first asked to serve on the Central Intelligence Agency's
Historical Review Panel back in the summer of 1990, I felt quite positive
about the assignment. The panel had been created in 1984 in a spirit of
openness, and I was enthused to be taking part in the process of bringing
long-hidden records to light. Since the Cold War was over, I felt there
was good reason to assume that those agencies that had been on its front
lines might now begin to release some of their voluminous records for
public study. As it was explained to me, our job was to work with the
CIA's history staff to determine what materials might be ready for
declassification.
My first meeting, in August of 1990 (just about the time Saddam Hussein
invaded Kuwait) at the agency headquarters in Langley, Virginia, held a
glimpse of things to come. Shortly after we arrived, we were asked to give
our plane tickets and other expense receipts to some individuals who had
just entered the room. They soon returned and handed us the requisite
plain brown envelopes filled with cash. During the day we were forbidden
to go to the rest room without being escorted by one of our hosts. We were
"briefed" by various officials, and then, after a day's
deliberations, we made a number of initial recommendations.
We urged the declassification of selected operational files,
particularly those concerning major covert operations, such as the 1961
Bay of Pigs fiasco, the 1954 Guatemalan coup, and the 1953 coup that
installed the Shah of Iran. We also called for the creation of a central
inventory of CIA files. (We learned that there was no such thing, that
compartmentalizing records was one means of shielding them from
disclosure.) I can't speak for the others on the panel, but I left Langley
that day with a wad of cash in my pocket and a feeling that if we had not
conquered new worlds we had at least taken that proverbial first step in
the journey of a thousand miles.
Some important developments over the next few years seemed to confirm
my initial optimism. In a celebrated speech in February 1992, then CIA
Director Robert Gates conceded that the agency had not lived up to the
openness promised in 1984. This was the result, Gates said, of limited
resources and, most important, "rigid agency policies and procedures
heavily biased toward denial of declassification." Gates promised
that things would change, and the following year his successor, R. James
Woolsey, publicly acknowledged the existence of eleven covert operations
and vowed that documents concerning them would soon be released.
Meanwhile, our work on the panel told a different story. We met at the
whim of the agency, and during the time that I served, we must have set
some kind of record for inactivity. Between August 1990 and June 1994--a
period of tremendous activity in the area of declassification in other
departments and agencies--our panel did not meet. At the same time,
declassification was excruciatingly slow. When the CIA did publish
documents (often miscellaneous documents and articles that didn't amount
to anything of substance), it refused to include citations, thus making it
extremely difficult to track down related materials.
Somehow, though, the agency was able to conduct a brilliant
public-relations snow job. When I'd bump into people in and outside
acedemia, I was frequently told how terrific it was that the CIA was
moving toward openness. Even more galling to me personally, when the issue
of releasing CIA records came up at historical conferences, CIA
representatives would proudly point out that the agency had an advisory
committee on which three prominent historians, including myself, sat. Now,
I'm from Kentucky, and I'm not supposed to be swift, but it didn't take me
long to realize that I was being used to cover the agency's ass.
In June 1994, the panel finally met again. After a series of briefings,
we made recommendations that were almost a carbon copy of those we had
made in 1990: that the agency create a central inventory of its records
and that it initiate a systematic program of declassification. I drafted
the report and submitted it. I never heard who, if anyone, saw the report
or what disposition, if any, was made of it.
To make ourselves more relevant, we also recommended that the panel
meet on a more regular basis and play some role in its ostensible tasks.
Remarkably, though it took two years, meetings were held in February and
August of 1996, and on each occasion CIA Director John Deutch met with our
group. At least in an administrative sense, this represented real
progress.
In terms of influence, however, it was hard to measure any change.
Promises were still being made regarding documents on the acknowledged
covert operations, but as yet there had been no releases. (We laterlearned that, regarding the 1953 Iran coup, nearly 100 percent of the
files had been destroyed.)
In addition, the CIA's response to a 1995 executive order requiring
agencies to meet minimum levels of declassification was less than
reassuring. I can still vividly recall a display projected on a screen
during the February meeting that measured unreleased agency documents in
terms of the height of several Washington Monuments. We were told that of
the 165 million pages of pre-1975 agency records, the CIA would seek
exemptions from declassification for 106 million--roughly 64 percent of
the total.
Officials continued to insist that protection of sources and methods
made it impossible to consider the release of operational files of any
age. In an especially chilling moment, one troglodyte from the Directorate
of Operations referred to the executive order as that "silly old
law." When asked whether it would be necessary to withhold secret
materials from the American Revolution because of sources and methods, he
said no, probably not, but on the other hand he could not set a date
before which documents could be released.
Then, shortly after the August meeting, we were informed that the three
of us who had been with the panel from the early years were being removed.
Term limits were being established. Although I cannot prove that this
change was designed to get rid of troublemakers or eliminate the expertise
that some of us had gained, I'd be willing to bet it's no coincidence that
years of experience and institutional memory were removed at a most
critical time in the process of declassification.
Looking back and trying to be fair, I must concede that there has been
slight progress. The CIA has at least released some material, including
finished intelligence documents and some materials required under the JFK
Assassination Records Collection Act. This spring, the agency declassified
some 1,400 pages of documents from the Guatemala coup (although these
represent less than 1 percent of CIA files on the incident). If nothing
else, these releases establish a precedent.
The main problem, as Director Gates noted in 1992, remains the culture
of secrecy that has pervaded the agency since its founding. Can it change?
Perhaps, but substantive change requires pressure from the
outside--namely, the threat of congressional intrusion into CIA
affairs--and pressure within the bureaucracy itself, from the top down. So
far, officials at Langley seem to have decided that an agency desperately
searching for a post-Cold War mission and wracked withhuge internal problems should spend its political capital in areas
other than the potentially troublesome matter of declassification.
My years with the CIA have not left me optimistic. Rather than feeling
that a new era of openness is upon us--and that I've helped pave the way
for scholars and citizens to study material that might help them
understand the hidden drives of U.S. foreign policy--my time at the agency
has taught me a very different lesson, one about the limitless ability of
bureaucracy to frustrate change.
"Landscape with Cooling Towers near Liverpool, England," by
Bob Hower. His work is currently on display at Galerie Hertz in
Louisville, Kentucky, where Hower lives.
~~~~~~~~
by George C. Herring
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